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The Department of Commerce,
Community, and Economic Development, Division of Banking and Securities
has offices in Juneau and Anchorage.
Please note: The U.S.
Postal Service will not deliver mail to the 150 3rd Street,
Suite 217 address in Juneau.
Express deliveries, such as
those made by UPS and FedEx, will be accepted at the
150 3rd
Street, Suite 217 address in Juneau.
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Juneau Mailing Address
P.O. Box 110807
Juneau, AK 99811-0807
Physical Address
150 3rd Street, Suite 217
Juneau, AK 99801
PH: (907) 465-2521
Toll-Free: (888) 925-2521
FAX: (907) 465-2549
Banking FAX: (907) 465-1231
Securities FAX: (907) 465-1230 |
Anchorage Mailing/Physical Address
550 West Seventh Avenue
Suite 1940
Anchorage, AK 99501
PH: (907) 269-8140
Toll-Free: (888)
925-2521
FAX: (907) 269-8146
TTY/TDD: (907) 465-5437 |
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Juneau Securities Staff |
Anchorage Securities Staff |
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Shannon Nye, Bus. Reg. Examiner
(907) 465-6339
Exempt Securities, No-Action Letters
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Roger Prince, Securities Section Chief
(907) 269-8144
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Sandy Fleek, Bus. Reg. Examiner
(907) 465-5450
Mutual Funds and Reg. D
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Jill E. Farrell, JD, Securities Examiner
(907) 269-8142
ANCSA Filings and Complaints |
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George R. Humm, CFA, Securities Examiner
(907) 269-8141
Securities Registration and
Coordinated Review |
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Linda Woller, Bus. Reg. Examiner
(907) 269-2090
Broker-Dealer, Investment Adviser Registrations |
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Investigators |
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Margo Mandel, Investigator
(907) 269-8124 |
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